Derick Kelly is a CFP-designated registered investment advisor, based in Elk River, MN, with 16 years of industry experience. Derick is also registered as a broker, so some compensation may come from commissions on products sold.
Location
657 Main Street NW, Ste. 206, Elk River, MN, 55330
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Derick is an advisory representative of a Registered Investment Advisor (RIA) since November 2023, and an independent insurance agent for various companies since October 2019, dedicating nearly full-time hours to this. He also owns Humphrey Financial LLC since February 2024, spending about 10-20% of his time on it.
Employment History
Current Registrations
Cambridge Investment Research, INC.Broker
Cambridge Investment Research Advisors, INC.
Previous Registrations
Osaic Wealth, INC.Broker
Osaic Wealth, INC.
Sagepoint Financial, INC.
Sagepoint Financial, INC.Broker
Ameriprise Financial Services, INC.Broker
State Registrations12 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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