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JW
JW

James Welsh

J.P. Morgan Securities LLC
8 Years of Experience
New York, NY
1 DisclosureBroker
View SEC Summary
View SEC Summary

James Welsh is a registered investment advisor at J.P. Morgan Securities LLC, based in New York, NY, with 8 years of industry experience. James is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Investment Management, Retirement Planning, Socially Responsible Investing. Their firm serves 1,246,646 clients with $430B in assets under management.

J.P. Morgan Securities LLC
Compensation
Fee-Only (% of Portfolio)
Firm Size
14260 advisors
Number of Clients
1,246,646 clients
Average Client Portfolio
$345K average
Assets Under Management
$429.7B

Fee Structure

Minimum Investment:$25K
Planning is included in investment management
Portfolio-Based Fees (Tiered)
Portfolio ValueAnnual Fee
Up to $250K0.60%
$250K+0.50%

Clients with $1,000,000 or more as of May 31, 2024, continue to pay 0.40%.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

340 Avenue of the Americas, New York, NY, 10011

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
March 2025
Denied
View Full SEC ReportHow to Read Disclosures
Employment History
Current Registrations
J.P. Morgan Securities LLC
October 2022 - Present · 4 yrs
J.P. Morgan Securities LLCBroker
June 2019 - Present · 7 yrs 4 mos
Previous Registrations
Mutual of America Life Insurance CompanyBroker
October 2012 - January 2014 · 1 yr 3 mos
State Registrations25 states
CACOCTDCDEFLGAHIILMAMDMEMSNCNHNJNYOHPASCTNTXUTVAWA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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