JB
JB

Joseph Bauer

16 Years of Experience
Kansas City, MO
Broker

Joseph Bauer is a registered investment advisor at Morgan Stanley, based in Kansas City, MO, with 16 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B

Fee Structure

Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
Loading...

Location

4520 Main Street, Kansas City, MO, 64111

Get directions

History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

Learn about disclosures →
Other Business Activities

Joseph is an independent contractor involved with investment-related rental property in Kansas since 1995. This activity does not appear to require a significant time commitment.

Employment History
Current Registrations
Morgan Stanley
September 2009 - Present · 16 yrs 8 mos
Morgan StanleyBroker
September 2009 - Present · 16 yrs 8 mos
State Registrations15 states
ARAZCACOFLIAILKSMOMSNENMNYTXVA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.