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Brian Gloria

14 Years of Experience
Rye Brook, NY
Broker

Brian Gloria is a registered investment advisor at Hightower Advisors, LLC, based in Rye Brook, NY, with 14 years of industry experience. Their practice areas include Investment Management, Retirement Planning. Their firm serves 56,418 clients with $160B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
1028 advisors
Number of Clients
56,418 clients
Average Client Portfolio
$2.9M average
Assets Under Management
$164.8B

Fee Structure

Hightower Advisors offers investment management services where fees are negotiable and can be calculated as a percentage of your portfolio. The percentage can be a flat rate, tiered based on asset levels, or tiered floating. Fees are typically deducted from your account and can be charged either in advance or after the service is provided, calculated quarterly or monthly. Some advisors may adjust fees based on significant deposits or withdrawals during the billing cycle. The firm may also household accounts for price breaks.

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Location

800 Westchester Ave, Rye Brook, NY, 10573

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Brian participates in competitive drag racing with the NHRA since 2012. This takes a few hours per week and is not investment-related.

Employment History
Current Registrations
Hightower Advisors, LLC
January 2021 - Present · 5 yrs 4 mos
Hightower Securities, LLCBroker
January 2021 - Present · 5 yrs 4 mos
Previous Registrations
Lincoln Financial Advisors Corporation
March 2018 - December 2020 · 2 yrs 9 mos
Lincoln Financial Advisors CorporationBroker
August 2011 - December 2020 · 9 yrs 4 mos
State Registrations2 states
ILNY
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Brian Gloria - Financial Advisor | TrueAdvisor