Louis Jones
Louis Jones is a CFA-designated registered investment advisor at Strategic Wealth Management Solutions, LLC, based in Southern Shores, NC, with 16 years of industry experience. Louis operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 41 clients with $32M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 0.40% |
A reduced fixed fee arrangement of 0.40% is available for accounts that are overwhelmingly comprised of Certificates of Deposit, Bonds, or Private Placements. SWMS also offers performance-based fees to high-net-worth clients. Fees are negotiable.
Fee Estimator
Location
Southern Shores, NC
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
Louis has real estate investments in Virginia Beach, dedicating a few hours per week. He also assists the President of Hollomon-Brown Funeral Homes, Inc. (a family business owned by trusts where Louis is a named trustee) in real estate development, spending minimal time on this activity.
Employment History
Current Registrations
Strategic Wealth Management Solutions, LLC
State Registrations2 states
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