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Cynthia Hughes

6 Years of Experience
Pittsburg, KS
Broker

Cynthia Hughes is a registered investment advisor at LPL Financial LLC, based in Pittsburg, KS, with 6 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
27420 advisors
Number of Clients
1,676,192 clients
Average Client Portfolio
$369K average
Assets Under Management
$618.9B

Fee Structure

Minimum Investment:$1K
Investment management only (planning not offered)

LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.

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Location

434 W 4th Street, Pittsburg, KS, 66762

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Cynthia has DBAs for her LPL business, Pence Capital and Pence Financial Group. She is also a co-owner of a real estate rental property with John Hughes since February 2023.

Employment History
Current Registrations
LPL Financial LLC
June 2022 - Present · 4 yrs 1 mo
LPL Financial LLCBroker
June 2022 - Present · 4 yrs 1 mo
Previous Registrations
Raymond James Financial Services Advisors, INC
September 2019 - July 2022 · 2 yrs 10 mos
Raymond James Financial Services, INC.Broker
July 2019 - July 2022 · 3 yrs
State Registrations11 states
ARAZCACOFLKSMONMOKTXVA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Cynthia Hughes - Financial Advisor | TrueAdvisor