PK
PK

Paul Kandel

16 Years of Experience
New York, NY
Broker

Paul Kandel is a registered investment advisor at Morgan Stanley, based in New York, NY, with 16 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B

Fee Structure

Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
Loading...

Location

One Penn Plaza, 43rd Floor, New York, NY, 10119

Get directions

History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

Learn about disclosures →
Other Business Activities

Paul resells tickets for events he cannot attend and speculates on tickets for other events. He also serves as a trustee for two trusts.

Employment History
Current Registrations
Morgan Stanley
May 2020 - Present · 6 yrs
Morgan Stanley
October 2009 - Present · 16 yrs 7 mos
Morgan StanleyBroker
October 2009 - Present · 16 yrs 7 mos
State Registrations31 states
CACOCTDCDEFLGAIDILMAMDMEMINCNENHNJNMNVNYOHOKORPARISCTNTXVAVTWA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.