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Richard Walker

11 Years of Experience
Chicago, IL
Broker

Richard Walker is a registered investment advisor at Morgan Stanley, based in Chicago, IL, with 11 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B

Fee Structure

Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location

233 South Wacker Drive Suite 9200, Pwm, Chicago, IL, 60606

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

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Other Business Activities

Richard is a songwriter, vocalist, and guitarist for Mobile Depression Palace, an art/culture business, since 2018. He dedicates about 10-20% of his time to writing songs and performing concerts.

Employment History
Current Registrations
Morgan Stanley
July 2014 - Present · 11 yrs 10 mos
Morgan StanleyBroker
May 2014 - Present · 12 yrs
State Registrations40 states
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AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Richard Walker - Financial Advisor | TrueAdvisor