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Nicole O'malley

16 Years of Experience
Stroudsburg, PA
Broker

Nicole O'malley is a registered investment advisor at Morgan Stanley, based in Stroudsburg, PA, with 16 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B

Fee Structure

Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location

701 Main Street 501, 5th Floor, Stroudsburg, PA, 18360

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

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Other Business Activities

Nicole is involved with Photonic Health in the healthcare industry, dedicating minimal time outside business hours. She also owns Empowered Wellness Solutions, focusing on natural products and activities, spending minimal time outside business hours.

Employment History
Current Registrations
Morgan Stanley
October 2009 - Present · 16 yrs 9 mos
Morgan StanleyBroker
September 2009 - Present · 16 yrs 10 mos
State Registrations29 states
AKAZCACOCTDEFLGAILLAMAMDMIMONCNHNJNYOHORPARISCTXUTVAVTWAWI
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.