Tyrone Ross is a registered investment advisor at 401 Financial, based in San Diego, CA, with 13 years of industry experience. Tyrone operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Estate Planning, Financial Planning & Coaching, Investment Management, Retirement Planning, and 1 more.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Fee Structure
401 Financial provides investment advice as part of its ongoing financial planning services. They develop an investment plan with an asset allocation target and create and manage a portfolio based on that policy. Clients are responsible for implementing any recommendations. 401 Financial makes recommendations only and does not have authority to place trades or make investments on behalf of a Client.
Location
San Diego, CA
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
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Tyrone is the founder of 401 STC, LLC, providing financial consulting and speaking engagements, dedicating a few hours per week. He also works as a contractor with Coindesk, producing podcasts, hosting events, and participating in conference development, also dedicating a few hours per week.
Employment History
Current Registrations
401 Financial
Previous Registrations
Eaglebrook Advisors
Noblebridge Wealth
Hayden Royal
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
Merrill Lynch, Pierce, Fenner & Smith Incorporated
Morgan Stanley Smith Barney LLC
Morgan Stanley Smith BarneyBroker
Laidlaw & Company (UK) LTD.Broker
Rockwell Securities LLCBroker
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.