BP
BP

Brent Peters

14 Years of Experience
El Segundo, CA

Brent Peters is a registered investment advisor at Quants Capital Management, INC, based in El Segundo, CA, with 14 years of industry experience. Brent operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include High Net Worth, Investment Management. Their firm serves 39 clients with $14M in assets under management.

Compensation
N/A
Firm Size
2 advisors
Number of Clients
39 clients
Average Client Portfolio
$359K average
Assets Under Management
$14.0M

Fee Structure

Investment management only (planning not offered)

Quants Capital Management does not charge a management fee. Instead, they charge a performance fee of 35% of the net new profit in your account each calendar quarter. This fee may be waived if the net new profit falls below 11% annually. This fee structure may be higher than fees charged by other advisors and may incentivize the advisor to make riskier investments.

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Location

400 Continental Blvd, Ste 600, El Segundo, CA, 90245

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Employment History
Current Registrations
Quants Capital Management, INC
November 2024 - Present · 1 yr 6 mos
Previous Registrations
TD Ameritrade, INC.Broker
January 2019 - November 2022 · 3 yrs 10 mos
TD Ameritrade Investment Management, LLC
January 2019 - November 2022 · 3 yrs 10 mos
TD Ameritrade, INC.
January 2019 - October 2022 · 3 yrs 9 mos
LPL Financial LLC
July 2016 - November 2018 · 2 yrs 4 mos
LPL Financial LLCBroker
July 2016 - November 2018 · 2 yrs 4 mos
Invest Financial Corporation
January 2013 - July 2016 · 3 yrs 6 mos
Invest Financial CorporationBroker
January 2013 - July 2016 · 3 yrs 6 mos
Edward Jones
October 2009 - January 2013 · 3 yrs 3 mos
Edward JonesBroker
September 2009 - January 2013 · 3 yrs 4 mos
State Registrations1 state
CA
Advisor

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Brent Peters - Financial Advisor | TrueAdvisor