MK
MK

Matthew Koth

16 Years of Experience
Denver, CO
Broker

Matthew Koth is a registered investment advisor at Raymond James & Associates, INC., based in Denver, CO, with 16 years of industry experience. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 2 more. Their firm serves 531,617 clients with $500B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
5669 advisors
IM Fee
Planning only
Assets Under Management
$501.0B

Fee Structure

Investment management only (planning not offered)
Hourly Rate:Up to $400/hr
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Location

100 Saint Paul Street, Suite 600, Denver, CO, 80206

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Matthew coaches a club-level soccer team for Westminster Soccer Club, dedicating a few hours per week to this activity. He receives a small amount of financial compensation, and all activities occur outside of traditional business hours.

Employment History
Current Registrations
Raymond James & Associates, INC.Broker
June 2019 - Present · 7 yrs 1 mo
Raymond James & Associates, INC.
June 2019 - Present · 7 yrs 1 mo
Raymond James & Associates, INC.
June 2019 - Present · 7 yrs 1 mo
Previous Registrations
Merrill Lynch, Pierce, Fenner & Smith Incorporated
March 2016 - June 2019 · 3 yrs 3 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
March 2016 - June 2019 · 3 yrs 3 mos
J.P. Morgan Securities LLCBroker
October 2012 - February 2016 · 3 yrs 4 mos
J.P. Morgan Securities LLC
October 2012 - April 2014 · 1 yr 6 mos
Chase Investment Services CORP.
June 2010 - October 2012 · 2 yrs 4 mos
Chase Investment Services CORP.Broker
June 2010 - October 2012 · 2 yrs 4 mos
Edward Jones
November 2009 - February 2010 · 3 mos
Edward JonesBroker
September 2009 - February 2010 · 5 mos
State Registrations51 states
AKALARAZCACOCTDCDEFLGAHIIAIDILINKSKYLAMAMDMEMIMNMOMSMTNCNDNENHNJNMNVNYOHOKORPARISCSDTNTXUTVAVTWAWIWVWY
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.