Jason Platt
Jason Platt is a CFP-designated registered investment advisor at Ameriprise Financial Services, LLC, based in Pawtucket, RI, with 16 years of industry experience. Jason is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Business Owners, Charitable Giving, Corporate Executives, Education Planning, and 6 more. Their firm serves 1,386,329 clients with $660B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 2.00% |
The maximum total annual advisory fee is 2.0% of managed account assets. Fees are negotiable with your financial advisor and vary based on the specific program and services selected.
Fee Estimator
Location
1200 Central Ave, Pawtucket, RI, 02861-2200
Get directionsHistory
Regulatory History (1)
Customer Dispute
June 2022Other Business Activities
Jason serves as the Chairman of the Board for Platt since May 2020. This activity requires minimal time and is not investment-related.
Employment History
Current Registrations
Ameriprise Financial Services, LLC
Ameriprise Financial Services, LLC
Ameriprise Financial Services, LLCBroker
Previous Registrations
Citizens Investment Services
Citizens Securities, INC.Broker
Merrill Lynch, Pierce, Fenner & Smith Incorporated
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
Santander Securities
Santander Securities LLCBroker
LPL Financial LLCBroker
LPL Financial LLC
Baystate Wealth Management
New England Securities Corporation
New England SecuritiesBroker
State Registrations10 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
More Advisors
- Shaun Jones, CFPJones Fiduciary Wealth Management LLC
- Richard Buckley, ChFCLPL Financial LLC
- Jose Lopes, ChFCCwm, LLC