Jason Platt
Jason Platt is a CFP-designated registered investment advisor at Ameriprise Financial Services, LLC, based in Pawtucket, RI, with 16 years of industry experience. Jason operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 1,330,280 clients with $560B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Ameriprise Financial Services offers several managed account programs. The fees vary depending on the program selected. These fees include an asset-based fee, which covers investment advisory services and investment management fees. Some accounts may also have an Investments and Infrastructure Support Fee. Clients also pay investment costs, which are the underlying fees related to investment products purchased within the managed account. Additional fees and expenses may be incurred based on the nature of the investments.
Location
1200 Central Ave, Pawtucket, RI, 02861-2200
Get directionsHistory
Regulatory History (1)
Customer Dispute
June 2022Other Business Activities
Jason serves as the Chairman of the Board for Platt since May 2020. This activity requires minimal time and is not investment-related.
Employment History
Current Registrations
Ameriprise Financial Services, LLCBroker
Ameriprise Financial Services, LLC
Ameriprise Financial Services, LLC
Previous Registrations
Citizens Investment Services
Citizens Securities, INC.Broker
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
Merrill Lynch, Pierce, Fenner & Smith Incorporated
Santander Securities
Santander Securities LLCBroker
LPL Financial LLCBroker
LPL Financial LLC
Baystate Wealth Management
New England Securities Corporation
New England SecuritiesBroker
State Registrations8 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.