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Christopher Neumann

15 Years of Experience
Oklahoma City, OK
Broker

Christopher Neumann is a registered investment advisor at Morgan Stanley, based in Oklahoma City, OK, with 15 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B

Fee Structure

Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location

6305 Waterford Boulevard, Suite 240, Oklahoma City, OK, 73118

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Christopher is a sole proprietor/owner/partner in Mineral Acquisition since 2017, which will be used to consolidate legacy family mineral assets. The entity's sole purpose is to hold investments in oil and gas.

Employment History
Current Registrations
Morgan Stanley
June 2014 - Present · 11 yrs 11 mos
Morgan StanleyBroker
June 2014 - Present · 11 yrs 11 mos
Previous Registrations
Merrill Lynch, Pierce, Fenner & Smith Incorporated
April 2011 - July 2014 · 3 yrs 3 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
April 2011 - July 2014 · 3 yrs 3 mos
Wells Fargo Advisors, LLC
November 2010 - May 2011 · 6 mos
Wells Fargo Advisors, LLCBroker
September 2010 - May 2011 · 8 mos
Morgan Stanley Smith BarneyBroker
March 2010 - July 2010 · 4 mos
State Registrations35 states
AKALARAZCACOCTDCDEFLGAILINKSKYLAMAMDMOMSNCNMNVNYOHOKORSCTNTXVTVirgin IslandsWAWIWV
AdvisorBrokerBoth

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Exams
No exam information available for this advisor.
Christopher Neumann - Financial Advisor | TrueAdvisor