DW
DW

Denise Wine

16 Years of Experience
Newtown Square, PA
Broker

Denise Wine is a registered investment advisor at Morgan Stanley, based in Newtown Square, PA, with 16 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B

Fee Structure

Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location

3803 West Chester Pike, Suite 200, Newtown Square, PA, 19073

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Denise serves as power of attorney for her father. This investment-related activity requires minimal time.

Employment History
Current Registrations
Morgan StanleyBroker
July 2020 - Present · 6 yrs
Morgan Stanley
July 2020 - Present · 6 yrs
Previous Registrations
Wells Fargo Clearing Services, LLC
April 2010 - August 2020 · 10 yrs 4 mos
Wells Fargo Clearing Services, LLCBroker
December 2009 - August 2020 · 10 yrs 8 mos
State Registrations42 states
ARAZCACOCTDCDEFLGAIDILINKYLAMAMDMEMIMNMOMSMTNCNENHNJNMNVNYOKPARISCTNTXUTVAVTVirgin IslandsWAWVWY
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Denise Wine - Financial Advisor | TrueAdvisor