RH
RH

Randall Haaff

15 Years of Experience
Evansville, IN
Broker

Randall Haaff is a registered investment advisor at Raymond James & Associates, INC., based in Evansville, IN, with 15 years of industry experience. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 2 more. Their firm serves 531,617 clients with $500B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
5669 advisors
IM Fee
Planning only
Assets Under Management
$501.0B

Fee Structure

Investment management only (planning not offered)
Hourly Rate:Up to $400/hr
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Location

7501 Eagle Crest Blvd., Evansville, IN, 47715

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Randall is a professor at the University of Southern Indiana since 2017. He spends minimal time on this activity, which is not investment-related.

Employment History
Current Registrations
Raymond James & Associates, INC.
October 2011 - Present · 14 yrs 7 mos
Raymond James & Associates, INC.Broker
October 2011 - Present · 14 yrs 7 mos
Previous Registrations
Nexgen Capital Investors, LLC
May 2010 - June 2010 · 1 mo
Nexgen Capital Advisors, LLCBroker
October 2009 - June 2010 · 8 mos
State Registrations13 states
ALAZCACOFLIAILINKYMIMOTNTX
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Randall Haaff - Financial Advisor | TrueAdvisor