MK
MK

Michael Kaiser

13 Years of Experience
Vestal, NY
Broker

Michael Kaiser is a registered investment advisor at Ameriprise Financial Services, LLC, based in Vestal, NY, with 13 years of industry experience. Michael operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 1,330,280 clients with $560B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
12781 advisors
Number of Clients
1,330,280 clients
Average Client Portfolio
$424K average
Assets Under Management
$564.6B

Fee Structure

Minimum Investment:$2K

Ameriprise Financial Services offers several managed account programs. The fees vary depending on the program selected. These fees include an asset-based fee, which covers investment advisory services and investment management fees. Some accounts may also have an Investments and Infrastructure Support Fee. Clients also pay investment costs, which are the underlying fees related to investment products purchased within the managed account. Additional fees and expenses may be incurred based on the nature of the investments.

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Location

1550 Vestal Pkwy E, Ste B, Vestal, NY, 13850

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Michael is employed by Jon L. Myers and Associates. This investment-related activity takes about a quarter of his time, and he spends 20-39 hours on it during trading hours.

Employment History
Current Registrations
Ameriprise Financial Services, LLC
September 2022 - Present · 3 yrs 8 mos
Ameriprise Financial Services, LLC
April 2022 - Present · 4 yrs 1 mo
Ameriprise Financial Services, LLCBroker
April 2022 - Present · 4 yrs 1 mo
Previous Registrations
Riversource Distributors, INC.Broker
July 2015 - March 2022 · 6 yrs 8 mos
Wells Fargo Advisors, LLC
August 2014 - June 2015 · 10 mos
Wells Fargo Advisors, LLCBroker
June 2014 - June 2015 · 1 yr
Country Capital Management CompanyBroker
September 2009 - February 2011 · 1 yr 5 mos
State Registrations15 states
CACOFLGAILMAMDMNNCNJNYOHPAUTVA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Michael Kaiser - Financial Advisor | TrueAdvisor