Diogo Holstein
Diogo Holstein is a registered investment advisor at Hsbc Securities (USA) INC., based in Miami, FL, with 15 years of industry experience. Diogo operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 12,180 clients with $3.2B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $250K | 1.50% |
| $250K - $500K | 1.20% |
| $500K - $1.0M | 1.00% |
| $1.0M - $2.0M | 0.90% |
| $2.0M - $5.0M | 0.80% |
| $5.0M - $10.0M | 0.65% |
| $10M+ | 0.55% |
Fees are negotiable and discounts may be applied.
Fee Estimator
Location
1441 Brickell Avenue, 16th Floor, Miami, FL, 33131
Get directionsHistory
Regulatory History (1)
Customer Dispute
August 2023Other Business Activities
Diogo is the owner of Portina LLC, an e-commerce business, and spends about a quarter of his time on business and operations planning. He also works as a bank officer for HSBC Bank (USA) N.A., selling bank-related products and services, in conjunction with his role as a registered representative with HSBC Securities (USA) Inc.
Employment History
Current Registrations
Hsbc Securities (USA) INC.
Hsbc Securities (USA) INC.
Hsbc Securities (USA) INC.Broker
Previous Registrations
Brickell Global Advisory, INC.
Brickell Global Markets, INC.Broker
State Registrations25 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.