John Moffaert is a registered investment advisor, based in Lombard, IL, with 16 years of industry experience.
Location
One East 22nd Street, Suite 710, Lombard, IL, 60148
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
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John serves as the executor and trustee of his grandfather's estate.
Employment History
Current Registrations
Cetera Investment Services LLC
June 2019 - Present · 6 yrs 11 mos
Cetera Investment Services LLCBroker
June 2019 - Present · 6 yrs 11 mos
Cetera Investment Advisers LLC
June 2019 - Present · 6 yrs 11 mos
Previous Registrations
Foresters Advisory Services, LLC
September 2012 - June 2019 · 6 yrs 9 mos
Foresters Financial Services, INC.Broker
September 2009 - June 2019 · 9 yrs 9 mos
State Registrations14 states
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AdvisorBrokerBoth
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Exams
No exam information available for this advisor.