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Benjamin Miller

16 Years of Experience
Los Angeles, CA
Broker

Benjamin Miller is a registered investment advisor at Capital Client Group, INC., based in Los Angeles, CA, with 16 years of industry experience. Benjamin operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management.

Compensation
N/A
Firm Size
583 advisors
IM Fee
Planning only

Fee Structure

Investment management only (planning not offered)

Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.

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Location

333 South Hope Street, 55th Floor, Los Angeles, CA, 90071-1447

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Employment History
Current Registrations
Capital Client Group, INC.
February 2014 - Present · 12 yrs 3 mos
Capital Client Group, INC.
February 2014 - Present · 12 yrs 3 mos
Capital Client Group, INC.Broker
February 2014 - Present · 12 yrs 3 mos
Previous Registrations
Nationwide Investment Advisors, LLC
April 2013 - February 2014 · 10 mos
Nationwide Investment Advisors, LLC
September 2010 - January 2012 · 1 yr 4 mos
Nationwide Investment Services CorporationBroker
September 2010 - February 2014 · 3 yrs 5 mos
Farmers Financial Solutions, LLCBroker
November 2009 - August 2010 · 9 mos
State Registrations6 states
AZCANMNVTXUT
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Benjamin Miller - Financial Advisor | TrueAdvisor