Nicholas Finnigan is a CFA-designated registered investment advisor at Delta Wealth Advisors LLC, based in Indianapolis, IN, with 9 years of industry experience. Nicholas operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Estate Planning, High Net Worth, Investment Management, Retirement Planning, and 1 more. Their firm serves 208 clients with $120M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Delta Wealth Advisors offers two investment management models:
AUM Model: Fees are based on a percentage of the assets managed.
Net Worth Model: Fees are based on a percentage of your net worth. This model includes financial planning services at no additional cost.
Delta Wealth Advisors may also offer private alternative investments to accredited investors, with standard net worth advisory fees applying.
Location
Indianapolis, IN
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
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Nicholas is a part-owner (24.5%) of Delta Wealth CPA's and Advisors.
Employment History
Current Registrations
Delta Wealth Advisors LLC
Previous Registrations
Wealth Advisory Solutions, LLC
Morgan Stanley
Morgan StanleyBroker
State Registrations2 states
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