TrueAdvisor
TrueAdvisor
JF
JF

James M Fox

Financial & Tax Architects, LLC
15 Years of Experience
View SEC Summary
View SEC Summary
Areas of Practice
Investment ManagementRetirement PlanningFinancial Planning & Coaching
Financial & Tax Architects, LLC
Compensation
Fee-Only (AUM)Fixed/Hourly
Firm Size
25 advisors
Number of Clients
1,061 clients
Average Client Portfolio
$418K average
Assets Under Management
$443.0M

Fee Structure

Financial Planning:Included in AUM fee

Location

1901 Butterfield Road, Suite 250, Downers Grove, IL, 60515

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

James drives for Uber on weekends and weekday nights after trading hours, dedicating about a quarter of his time to this activity. He will not be working during trading hours.

Employment History
Current Registrations
Financial & Tax Architects, LLC
August 2025 - Present · 6 mos
Previous Registrations
LPL Enterprise, LLC
November 2024 - July 2025 · 8 mos
LPL Enterprise, LLCBroker
November 2024 - July 2025 · 8 mos
Pruco Securities, LLC.Broker
April 2024 - November 2024 · 7 mos
Prudential Financial Planning Services
April 2024 - November 2024 · 7 mos
Morgan Stanley
September 2023 - April 2024 · 7 mos
Morgan StanleyBroker
March 2023 - April 2024 · 1 yr 1 mo
E*trade Securities LLCBroker
June 2022 - September 2023 · 1 yr 3 mos
E*trade Capital Management, LLC
June 2022 - September 2023 · 1 yr 3 mos
Fifth Third Securities, INC.
February 2021 - May 2022 · 1 yr 3 mos
Fifth Third Securities, INC.Broker
February 2021 - May 2022 · 1 yr 3 mos
TD Ameritrade, INC.Broker
February 2019 - January 2021 · 1 yr 11 mos
TD Ameritrade, INC.
February 2019 - January 2021 · 1 yr 11 mos
TD Ameritrade Investment Management, LLC
February 2019 - December 2020 · 1 yr 10 mos
Citigroup Global Markets INC.
June 2017 - February 2019 · 1 yr 8 mos
Citigroup Global Markets INC.Broker
June 2017 - February 2019 · 1 yr 8 mos
Merrill Lynch, Pierce, Fenner & Smith Incorporated
June 2016 - June 2017 · 1 yr
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
May 2016 - June 2017 · 1 yr 1 mo
BMO Harris Financial Advisors, INC.Broker
March 2015 - May 2016 · 1 yr 2 mos
J.P. Morgan Securities LLCBroker
October 2012 - January 2015 · 2 yrs 3 mos
Chase Investment Services CORP.Broker
October 2009 - October 2012 · 3 yrs
State Registrations1 state
IL
Advisor
Exams
No exam information available for this advisor.