FF
CFP
FF
CFP

Francis Flores

15 Years of Experience
Gainesville, FL
Broker

Francis Flores is a CFP-designated registered investment advisor at Raymond James & Associates, INC., based in Gainesville, FL, with 15 years of industry experience. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 2 more. Their firm serves 531,617 clients with $500B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
5669 advisors
IM Fee
Planning only
Assets Under Management
$501.0B

Fee Structure

Investment management only (planning not offered)
Hourly Rate:Up to $400/hr
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Location

4880 West Newberry Road, Suite 100, Gainesville, FL, 32607

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Employment History
Current Registrations
Raymond James & Associates, INC.
July 2016 - Present · 10 yrs 2 mos
Raymond James & Associates, INC.Broker
July 2016 - Present · 10 yrs 2 mos
Previous Registrations
Morgan Stanley
June 2011 - July 2016 · 5 yrs 1 mo
Morgan StanleyBroker
June 2011 - July 2016 · 5 yrs 1 mo
Morgan Stanley Smith Barney LLC
December 2009 - October 2010 · 10 mos
Morgan Stanley Smith BarneyBroker
November 2009 - October 2010 · 11 mos
State Registrations19 states
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AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Francis Flores - Financial Advisor | TrueAdvisor