David Yepez is a registered investment advisor at Citigroup Global Markets INC., based in Miami, FL, with 13 years of industry experience. David operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 56,938 clients with $47B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
CGMI offers various investment advisory programs with different fee structures. The CGMI fee is an annualized, fixed, asset-based fee of up to 2% that is negotiable based on a number of factors. Clients may also pay separate fees to third-party investment managers, generally ranging from 0.05% to 1.00% depending on the asset class and investment style. These fees do not include additional charges such as wire transfer fees, taxes, or brokerage commissions for trades executed outside of CGMI or Clearing Firm.
Location
Citi Wealth Management, Investment, 201 S. Biscayne Blvd., 6th FL, Miami, FL, 33131
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
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David owns Yepez Paso Fino LLC, a horse consulting, breeding, and show horse business, dedicating a few hours per week. He is also the CEO of Criadero Villa Yepez Inc, managing horse breeding and show horse representation, spending a few hours per week.
Employment History
Current Registrations
Citigroup Global Markets INC.
Citigroup Global Markets INC.
Citigroup Global Markets INC.Broker
Previous Registrations
Efg Asset Management (americas) CORP.
Efg Capital InternationalBroker
Citi International Financial Services LLCBroker
Citigroup Global Markets INC.
Citigroup Global Markets INC.Broker
J.P. Morgan Securities LLCBroker
Citigroup Global Markets INC.
Citigroup Global Markets INC.Broker
Wts Proprietary Trading Group LLCBroker
Chase Investment Services CORP.
Chase Investment Services CORP.Broker
Vfinance Investments, INCBroker
State Registrations2 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.