MN
MN

Miguel Nunez

16 Years of Experience
Yonkers, NY
BrokerSells Insurance

Miguel Nunez is a registered investment advisor at Cetera Investment Advisers LLC, based in Yonkers, NY, with 16 years of industry experience. Miguel operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 584,487 clients with $160B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
10345 advisors
IM Fee
Planning only
Assets Under Management
$163.8B
Loading...

Location

73 Market St, Suite 376, Yonkers, NY, 10710

Get directions

History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

Learn about disclosures →
Other Business ActivitiesSells Insurance

Miguel owns rental property, is the owner/president of Nunez Wealth Management Inc. providing financial services and tax preparation, and is a real estate agent. He also sells fixed insurance products, including life, health, disability, annuities, and long-term care, dedicating a few hours per week to this activity.

Employment History
Current Registrations
Cetera Investment Advisers LLC
March 2024 - Present · 2 yrs 4 mos
Cetera Advisors LLCBroker
August 2020 - Present · 5 yrs 11 mos
Previous Registrations
Cetera Advisors LLC
August 2020 - March 2024 · 3 yrs 7 mos
J.P. Morgan Securities LLC
September 2014 - August 2020 · 5 yrs 11 mos
J.P. Morgan Securities LLCBroker
October 2012 - August 2020 · 7 yrs 10 mos
Chase Investment Services CORP.Broker
October 2009 - October 2012 · 3 yrs
State Registrations4 states
FLNJNYVA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Miguel Nunez - Financial Advisor | TrueAdvisor