John Stevens is a registered investment advisor at LPL Financial LLC, based in Pittsburg, KS, with 15 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
100 S. Broadway St,, Pittsburg, KS, 66762
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
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John operates under the DBA Commerce Financial Advisors for his LPL business. He also owns a business buying and selling sports trading cards, dedicating minimal time to it, and performs Medallion Guarantee Stamp duties at a financial institution.
Employment History
Current Registrations
LPL Financial LLC
LPL Financial LLCBroker
LPL Financial LLC
Previous Registrations
Commerce Brokerage Services, INC.Broker
Commerce Brokerage Services, INC
Merrill Lynch, Pierce, Fenner & Smith Incorporated
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
Cetera Investment Advisers LLC
Cetera Investment Services LLCBroker
Cetera Investment Services LLC
Edward Jones
Edward JonesBroker
State Registrations21 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.