NB
NB

Nicole Broussard

10 Years of Experience
Gonzales, LA
Broker

Nicole Broussard is a registered investment advisor at Ameriprise Financial Services, LLC, based in Gonzales, LA, with 10 years of industry experience. Nicole operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 1,330,280 clients with $560B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
12781 advisors
Number of Clients
1,330,280 clients
Average Client Portfolio
$424K average
Assets Under Management
$564.6B

Fee Structure

Minimum Investment:$2K

Ameriprise Financial Services offers several managed account programs. The fees vary depending on the program selected. These fees include an asset-based fee, which covers investment advisory services and investment management fees. Some accounts may also have an Investments and Infrastructure Support Fee. Clients also pay investment costs, which are the underlying fees related to investment products purchased within the managed account. Additional fees and expenses may be incurred based on the nature of the investments.

Loading...

Location

1124 S Burnside Ave, Ste 100B, Gonzales, LA, 70737-4249

Get directions

History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

Learn about disclosures →
Employment History
Current Registrations
Ameriprise Financial Services, LLC
March 2019 - Present · 7 yrs 2 mos
Ameriprise Financial Services, LLC
July 2018 - Present · 7 yrs 10 mos
Ameriprise Financial Services, LLCBroker
July 2018 - Present · 7 yrs 10 mos
Previous Registrations
Cetera Advisors LLC
July 2017 - August 2017 · 1 mo
Cetera Advisors LLCBroker
April 2017 - August 2017 · 4 mos
Stratos Wealth Partners, LTD
June 2016 - February 2017 · 8 mos
Jcn Financial & Tax Planning Group, LLC
September 2015 - November 2016 · 1 yr 2 mos
Advisory Services Network
November 2014 - July 2015 · 8 mos
State Registrations1 state
LA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Nicole Broussard - Financial Advisor | TrueAdvisor