Karen Brooks
Karen Brooks is a registered investment advisor at Raymond James Financial Services Advisors, INC, based in Bloomington, IN, with 4 years of industry experience. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 2 more. Their firm serves 508,439 clients with $390B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Location
3925 E. Hagan Street, Suite 104, Bloomington, IN, 47401
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
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Karen works as an associate/employee and office manager for Pendill Wealth Management since July 2023. This takes about 10-20% of her time, including during trading hours.
Employment History
Current Registrations
Raymond James Financial Services Advisors, INC
Raymond James Financial Services, INC.Broker
Previous Registrations
Edward Jones
Edward JonesBroker
State Registrations17 states
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