Steven Woods
Steven Woods is a registered investment advisor at Stirlingshire Investments, based in New York, NY, with 15 years of industry experience. Steven operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 760 clients with $180M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $250K | 2.00% |
| $250K - $500K | 1.75% |
| $500K - $1.0M | 1.50% |
| $1.0M - $3.0M | 1.25% |
| $3.0M - $5.0M | 1.00% |
| $5.0M - $10.0M | 0.75% |
| $10M+ | 0.50% |
Fees are negotiable up to 2.00%. Clients may also be charged an AIM Model Strategy Fee between 0.20% and 1.00%.
Fee Estimator
Location
15 W 38th St., #704, New York, NY, 10018
Get directionsHistory
Regulatory History (1)
Customer Dispute
December 2020Other Business Activities
Steven is the CEO and Chairman of the Board of Stirlingshire Investments, Inc., the parent company of Stirlingshire BD LLC and Stirlingshire RIA LLC. He dedicates a few hours per week to this role outside of trading hours.
Employment History
Current Registrations
Stirlingshire Investments
Stirlingshire InvestmentsBroker
Previous Registrations
Worden Capital Management LLCBroker
Laidlaw & Company (UK) LTD.Broker
Meyers Associates, L.P.Broker
Buckman, Buckman & Reid, INC.Broker
John Thomas FinancialBroker
State Registrations53 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.