Remy Dou is a CFP-designated registered investment advisor, based in Coral Gables, FL, with 14 years of industry experience. Remy is also registered as a broker, so some compensation may come from commissions on products sold.
Location
250 Catalonia Ave, Suite 600, Coral Gables, FL, 33134
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
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Remy is an advisory representative of a Registered Investment Advisor (RIA), CIRA, spending about 10-20% of their time on investment-related activities and trading. Remy also works full-time at RPC Advisory Group, dedicating all of their time to trading.
Employment History
Current Registrations
Cambridge Investment Research Advisors, INC.
Cambridge Investment Research, INC.Broker
Previous Registrations
MML Investors Services, LLC
MML Investors Services, LLCBroker
Signator Investors, INC.Broker
Jhs Capital Advisors, INC.Broker
State Registrations20 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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