RD
CFP
RD
CFP

Remy Dou

14 Years of Experience
Coral Gables, FL
1 DisclosureBroker

Remy Dou is a CFP-designated registered investment advisor at Cambridge Investment Research Advisors, INC., based in Coral Gables, FL, with 14 years of industry experience. Their practice areas include Divorce Planning, Education Planning, Estate Planning, Financial Planning & Coaching, and 4 more. Their firm serves 323,031 clients with $100B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
3935 advisors
Number of Clients
323,031 clients
Average Client Portfolio
$317K average
Assets Under Management
$102.4B

Fee Structure

Cambridge Investment Research Advisors (CIRA) offers investment management services through several platforms. Fees are based on a percentage of your portfolio's value and are negotiable. The maximum annual fee is 2.25%. Fees can be structured as flat, tiered, or breakpoint. You may also encounter setup fees and service fees. Fees are typically deducted directly from your account. CIRA also offers WealthPort, a wrap fee program with inclusive fees. The WealthPort maximum advisory fee is 2.25% annually.

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Location

250 Catalonia Ave, Suite 600, Coral Gables, FL, 33134

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History

Regulatory History (1)
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Criminal
October 2009
Final Disposition
Other Business Activities

Remy is an advisory representative of a Registered Investment Advisor (RIA), CIRA, spending about 10-20% of their time on investment-related activities and trading. Remy also works full-time at RPC Advisory Group, dedicating all of their time to trading.

Employment History
Current Registrations
Cambridge Investment Research Advisors, INC.
November 2020 - Present · 5 yrs 6 mos
Cambridge Investment Research, INC.Broker
November 2020 - Present · 5 yrs 6 mos
Previous Registrations
MML Investors Services, LLC
March 2019 - November 2020 · 1 yr 8 mos
MML Investors Services, LLCBroker
March 2013 - November 2020 · 7 yrs 8 mos
Signator Investors, INC.Broker
February 2012 - October 2012 · 8 mos
Jhs Capital Advisors, INC.Broker
June 2011 - January 2012 · 7 mos
State Registrations19 states
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AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.