Woong Lee
Woong Lee is a registered investment advisor at MML Investors Services, LLC, based in Los Angeles, CA, with 16 years of industry experience. Woong is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Retirement Planning. Their firm serves 454,836 clients with $120B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Fee Structure
Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.
Location
3435 Wilshire Blvd, Suite 2900, Los Angeles, CA, 90010
Get directionsHistory
Regulatory History (1)
Customer Dispute
October 2013Other Business ActivitiesSells Insurance
Woong works as an insurance broker, specializing in health and group health insurance, since 2011. This takes a few hours per week, with minimal time spent during securities trading hours.
Employment History
Current Registrations
MML Investors Services, LLC
MML Investors Services, LLCBroker
Previous Registrations
Msi Financial Services, INC.Broker
AXA Advisors, LLCBroker
State Registrations11 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
More Advisors
- Jongsik KimMML Investors Services, LLC
- Edgar Whitmore, ChFCMML Investors Services, LLC
- Vikram Sheth, ChFCMML Investors Services, LLC
- Gurdeep Singh, CFPMML Investors Services, LLC
- Michael Yoon, CFPMML Investors Services, LLC
- Jeremiah Williamson, CFPMML Investors Services, LLC