MG
MG

Michael Gates

16 Years of Experience
East Aurora, NY
Broker

Michael Gates is a registered investment advisor at Raymond James & Associates, INC., based in East Aurora, NY, with 16 years of industry experience. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 2 more. Their firm serves 531,617 clients with $500B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
5669 advisors
IM Fee
Planning only
Assets Under Management
$501.0B

Fee Structure

Investment management only (planning not offered)
Hourly Rate:Up to $400/hr
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Location

East Aurora, NY

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

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Other Business Activities

Michael is a partner in 660 Persons, LLC, which previously owned a commercial property. He spends minimal time on this activity related to receiving payments from the sale of the building.

Employment History
Current Registrations
Raymond James & Associates, INC.
August 2024 - Present · 1 yr 9 mos
Raymond James & Associates, INC.
August 2024 - Present · 1 yr 9 mos
Raymond James & Associates, INC.Broker
August 2024 - Present · 1 yr 9 mos
Previous Registrations
Merrill Lynch, Pierce, Fenner & Smith Incorporated
December 2009 - August 2024 · 14 yrs 8 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
November 2009 - August 2024 · 14 yrs 9 mos
State Registrations40 states
ALAZCACOCTDCDEFLGAIDILINKSKYLAMAMDMEMIMOMTNCNENHNJNMNVNYOHORPASCTNTXUTVAVTVirgin IslandsWAWI
AdvisorBrokerBoth

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Exams
No exam information available for this advisor.