James Degennaro is a CFP-designated registered investment advisor, based in Atlanta, GA, with 11 years of industry experience.
Location
5780 Powers Ferry Rd, Atlanta, GA, 30327
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
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James is the Vice Commander/Board Member for the American Legion Post 140, a charity based in Atlanta, GA. He dedicates a few hours per week to this role.
Employment History
Current Registrations
Voya Investments Distributor, LLCBroker
December 2022 - Present · 3 yrs 5 mos
Voya Investment Management CO. LLC
December 2022 - Present · 3 yrs 5 mos
Previous Registrations
Invesco Distributors, INC.Broker
December 2019 - December 2022 · 3 yrs
Waypoint Direct Investments, LLCBroker
July 2019 - November 2019 · 4 mos
T. Rowe Price Investment Services, INC.Broker
August 2015 - November 2015 · 3 mos
Ridgeworth Capital Management LLC
July 2014 - July 2015 · 1 yr
Ridgeworth Distributors LLCBroker
July 2014 - July 2015 · 1 yr
USAA Financial Planning Services
January 2011 - December 2013 · 2 yrs 11 mos
USAA Financial Advisors, INC.Broker
October 2010 - December 2013 · 3 yrs 2 mos
New England SecuritiesBroker
November 2009 - March 2010 · 4 mos
State Registrations53 states
AKALARAZCACOCTDCDEFLGAHIIAIDILINKSKYLAMAMDMEMIMNMOMSMTNCNDNENHNJNMNVNYOHOKORPAPRRISCSDTNTXUTVAVTVirgin IslandsWAWIWVWY
AdvisorBrokerBoth
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Exams
No exam information available for this advisor.