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JD
CFP
JD
CFP

James Degennaro

Voya Investment Management CO. LLC
12 Years of Experience
Birmingham, AL
Broker
View SEC Summary
View SEC Summary

James Degennaro is a CFP-designated registered investment advisor at Voya Investment Management CO. LLC, based in Birmingham, AL, with 12 years of industry experience. James is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Alternative Investments, Investment Management, Real Estate Investing. Their firm serves 566 clients with $270B in assets under management.

Voya Investment Management CO. LLC
Compensation
Fee-Only (% of Portfolio)
Firm Size
53 advisors
Number of Clients
566 clients
Average Client Portfolio
$485.8M average
Assets Under Management
$274.9B

Fee Structure

Investment management only (planning not offered)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any1.00%

Standard fees range from 0.10% to 1.00% depending on the asset class and strategy (Equity: 0.15% to 0.90%; Fixed Income: 0.10% to 1.00%; Multi-asset: 0.15% to 1.00%; Wrap programs: 0.125% to 1.00%). Fees are negotiable.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
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Location

Birmingham, AL

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

James is the Vice Commander/Board Member for the American Legion Post 140, a charity based in Atlanta, GA. He dedicates a few hours per week to this role.

Employment History
Current Registrations
Voya Investments Distributor, LLC
December 2022 - Present · 3 yrs 10 mos
Voya Investment Management CO. LLC
December 2022 - Present · 3 yrs 10 mos
Voya Investments Distributor, LLCBroker
December 2022 - Present · 3 yrs 10 mos
Previous Registrations
Invesco Distributors, INC.Broker
December 2019 - December 2022 · 3 yrs
Waypoint Direct Investments, LLCBroker
July 2019 - November 2019 · 4 mos
T. Rowe Price Investment Services, INC.Broker
August 2015 - November 2015 · 3 mos
Ridgeworth Capital Management LLC
July 2014 - July 2015 · 1 yr
Ridgeworth Distributors LLCBroker
July 2014 - July 2015 · 1 yr
USAA Financial Planning Services
January 2011 - December 2013 · 2 yrs 11 mos
USAA Financial Advisors, INC.Broker
October 2010 - December 2013 · 3 yrs 2 mos
New England SecuritiesBroker
November 2009 - March 2010 · 4 mos
State Registrations53 states
AKALARAZCACOCTDCDEFLGAHIIAIDILINKSKYLAMAMDMEMIMNMOMSMTNCNDNENHNJNMNVNYOHOKORPAPRRISCSDTNTXUTVAVTVirgin IslandsWAWIWVWY
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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