RB
CFA · CFP
RB
CFA · CFP
Rick Baray is a CFA, CFP-designated registered investment advisor at Morgan Stanley, based in Mclean, VA, with 14 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B
Fee Structure
Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location
1650 Tysons Boulevard, Suite 1000, Mclean, VA, 22102
Get directionsHistory
Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Morgan Stanley
October 2024 - Present · 1 yr 7 mos
Morgan StanleyBroker
October 2024 - Present · 1 yr 7 mos
Previous Registrations
MML Investors Services, LLC
November 2023 - October 2024 · 11 mos
MML Investors Services, LLCBroker
November 2023 - October 2024 · 11 mos
Campbell Wealth Management, INC.
April 2020 - November 2023 · 3 yrs 7 mos
Madison Avenue Securities, LLCBroker
April 2020 - November 2023 · 3 yrs 7 mos
Schwab Private Client Investment Advisory, INC.
July 2018 - April 2020 · 1 yr 9 mos
Charles Schwab & CO., INC.Broker
July 2018 - April 2020 · 1 yr 9 mos
USAA Financial Advisors, INC.Broker
December 2013 - July 2016 · 2 yrs 7 mos
USAA Financial Planning Services
December 2013 - July 2016 · 2 yrs 7 mos
J.P. Morgan Securities LLC
October 2012 - November 2013 · 1 yr 1 mo
J.P. Morgan Securities LLCBroker
October 2012 - November 2013 · 1 yr 1 mo
Chase Investment Services CORP.
April 2012 - October 2012 · 6 mos
Chase Investment Services CORP.Broker
April 2012 - October 2012 · 6 mos
New England Securities Corporation
March 2011 - April 2012 · 1 yr 1 mo
New England SecuritiesBroker
January 2011 - April 2012 · 1 yr 3 mos
Chase Investment Services CORP.Broker
October 2009 - January 2011 · 1 yr 3 mos
State Registrations3 states
DCMDVA
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.