AC
AC

Andrew Clemenza

16 Years of Experience
Howard Beach, NY
BrokerSells Insurance

Andrew Clemenza is a registered investment advisor at LPL Financial LLC, based in Howard Beach, NY, with 16 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
27420 advisors
Number of Clients
1,676,192 clients
Average Client Portfolio
$369K average
Assets Under Management
$618.9B

Fee Structure

Minimum Investment:$1K
Investment management only (planning not offered)

LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.

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Location

Howard Beach, NY

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business ActivitiesSells Insurance

Andrew operates C&A Wealth Management as a DBA for his LPL business, dedicating nearly full-time hours to it. He also sells non-variable insurance products and manages real estate rentals, dedicating about 10-20% of his time and a few hours per week, respectively.

Employment History
Current Registrations
LPL Financial LLC
June 2023 - Present · 3 yrs 3 mos
LPL Financial LLCBroker
June 2023 - Present · 3 yrs 3 mos
Previous Registrations
Securian Financial Services, INC.
May 2021 - July 2023 · 2 yrs 2 mos
Securian Financial Services, INC.Broker
January 2014 - July 2023 · 9 yrs 6 mos
New England SecuritiesBroker
November 2009 - January 2014 · 4 yrs 2 mos
State Registrations6 states
CAFLNCNJNYPA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.