Carlos Garza is a registered investment advisor, based in Miami, FL, with 15 years of industry experience.
Location
1450 Brickell Avenue, Suite 2610, Miami, FL, 33131
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
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Carlos is a board member for the Laredo Rotary Charitable Foundation and a Local Workforce Development Board Member for the Texas Workforce Commission, dedicating minimal time to each. Carlos also owns IPAAC Construction, LLC, a real estate business, spending a few hours per week on supervision of projects.
Employment History
Current Registrations
Sanctuary Securities, INC.
Sanctuary Advisors, LLC
Sanctuary Securities, INC.Broker
Previous Registrations
Wells Fargo Clearing Services, LLC
Wells Fargo Clearing Services, LLCBroker
Wells Fargo Investments, LLC
Wells Fargo Investments, LLCBroker
State Registrations4 states
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