AH
AH
Ali Hasta is a registered investment advisor at Wells Fargo Advisors, based in San Jose, CA, with 15 years of industry experience. Their practice areas include Business Owners, Divorce Planning, Education Planning, Financial Planning & Coaching, and 2 more. Their firm serves 1,327,695 clients with $610B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
14703 advisors
IM Fee
Planning only
Assets Under Management
$606.0B
Fee Structure
Minimum Investment:$250K
- Cash Flow Analysis — Up to $1,000 for clients with a net worth of $250,000 to $500,000; up to $2,500 for clients with a net worth over $500,000 to $1,000,000; up to $5,000 for clients with a net worth over $1,000,000.
- Education Planning — Up to $1,000 for clients with a net worth of $250,000 to $500,000; up to $2,500 for clients with a net worth over $500,000 to $1,000,000; up to $5,000 for clients with a net worth over $1,000,000.
- Retirement Planning — Up to $1,000 for clients with a net worth of $250,000 to $500,000; up to $2,500 for clients with a net worth over $500,000 to $1,000,000; up to $5,000 for clients with a net worth over $1,000,000.
- Risk Planning — Up to $1,000 for clients with a net worth of $250,000 to $500,000; up to $2,500 for clients with a net worth over $500,000 to $1,000,000; up to $5,000 for clients with a net worth over $1,000,000.
- Wealth Planning — Up to $1,000 for clients with a net worth of $250,000 to $500,000; up to $2,500 for clients with a net worth over $500,000 to $1,000,000; up to $5,000 for clients with a net worth over $1,000,000.
- Divorce Planning — Up to $1,500 for clients with a net worth of $250,000 to $500,000; up to $3,750 for clients with a net worth over $500,000 to $1,000,000; up to $7,500 for clients with a net worth over $1,000,000.
- Special Needs Analysis — Up to $1,500 for clients with a net worth of $250,000 to $500,000; up to $3,750 for clients with a net worth over $500,000 to $1,000,000; up to $7,500 for clients with a net worth over $1,000,000.
- Sports & Entertainment — Up to $1,500 for clients with a net worth of $250,000 to $500,000; up to $3,750 for clients with a net worth over $500,000 to $1,000,000; up to $7,500 for clients with a net worth over $1,000,000.
- Business Owner Planning — Up to $1,500 for clients with a net worth of $250,000 to $500,000; up to $3,750 for clients with a net worth over $500,000 to $1,000,000; up to $7,500 for clients with a net worth over $1,000,000.
The total fee per engagement can range up to $5,000 for clients with a net worth of $250,000 to $500,000, up to $12,500 for clients with a net worth over $500,000 to $1,000,000, and up to $25,000 for clients with a net worth over $1,000,000. Fees are subject to negotiation and may vary.
One-Time Plan:Up to $25,000
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Location
50 W Fernando St. 15th Fl, Ste 1500, [Lk/Nh-Rbo], San Jose, CA, 95113
Get directionsHistory
Regulatory History (3)
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Financial
December 2018Final
Financial
December 2018Final
Financial
June 2018Final
Employment History
Current Registrations
Wells Fargo Clearing Services, LLCBroker
December 2025 - Present · 9 mos
Wells Fargo Advisors
December 2025 - Present · 9 mos
Previous Registrations
Citigroup Global Markets INC.
July 2025 - November 2025 · 4 mos
Citigroup Global Markets INC.Broker
July 2025 - November 2025 · 4 mos
Wells Fargo Advisors
September 2021 - June 2025 · 3 yrs 9 mos
Wells Fargo Clearing Services, LLCBroker
September 2021 - June 2025 · 3 yrs 9 mos
Merrill Lynch, Pierce, Fenner & Smith Incorporated
January 2019 - June 2021 · 2 yrs 5 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
January 2019 - June 2021 · 2 yrs 5 mos
TD Ameritrade, INC.
February 2018 - October 2018 · 8 mos
TD Ameritrade Investment Management, LLC
February 2018 - October 2018 · 8 mos
TD Ameritrade, INC.Broker
February 2018 - October 2018 · 8 mos
Scottrade Investment Management
August 2017 - February 2018 · 6 mos
Scottrade, INC.Broker
July 2016 - February 2018 · 1 yr 7 mos
Legend Securities, INC.Broker
January 2016 - July 2016 · 6 mos
Four Points Capital Partners LLCBroker
November 2013 - December 2015 · 2 yrs 1 mo
National Securities CorporationBroker
February 2013 - November 2013 · 9 mos
Nsm Securities, INC.Broker
October 2009 - February 2013 · 3 yrs 4 mos
State Registrations1 state
CA
AdvisorBrokerBoth
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Exams
No exam information available for this advisor.