Daniel Maloney is a registered investment advisor, based in Fishers, IN, with 16 years of industry experience.
Location
Fishers, IN
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
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Daniel works as a trivia jockey for Challenge Entertainment, running a weekly trivia game. This activity takes minimal time and does not occur during trading hours.
Employment History
Current Registrations
Cetera Investment Advisers LLC
September 2025 - Present · 8 mos
Cetera Wealth Services, LLCBroker
September 2025 - Present · 8 mos
Cetera Wealth Services, LLC
September 2025 - Present · 8 mos
Avantax Planning Partners, INC.
February 2021 - Present · 5 yrs 3 mos
Previous Registrations
Avantax Advisory Services
February 2025 - September 2025 · 7 mos
Avantax Investment Services, INC.Broker
February 2021 - September 2025 · 4 yrs 7 mos
Thurston Springer Advisors
August 2020 - February 2021 · 6 mos
Thurston Springer Financial
June 2019 - February 2021 · 1 yr 8 mos
Thurston Springer FinancialBroker
June 2019 - February 2021 · 1 yr 8 mos
Edward Jones
January 2010 - May 2019 · 9 yrs 4 mos
Edward JonesBroker
December 2009 - May 2019 · 9 yrs 5 mos
State Registrations32 states
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AdvisorBrokerBoth
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Exams
No exam information available for this advisor.