Joon Baek is a registered investment advisor, based in Pasadena, CA, with 14 years of industry experience.
Location
155 Lake Avenue North, Suite 430, Pasadena, CA, 91101
Get directionsHistory
Regulatory History (1)
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Customer Dispute
November 2013Denied
Other Business ActivitiesSells Insurance
Joon is involved in several outside business activities, including group health insurance, serving as President at the Rotary Club of Koreatown, and working as an independent contractor for Waterlily Caregiving Inc, making referrals for life insurance and long-term care. These activities take a few hours per week.
Employment History
Current Registrations
Cetera Investment Services LLCBroker
December 2021 - Present · 4 yrs 5 mos
Cetera Investment Advisers LLC
December 2021 - Present · 4 yrs 5 mos
Previous Registrations
MML Investors Services, LLC
March 2017 - December 2021 · 4 yrs 9 mos
MML Investors Services, LLCBroker
March 2017 - December 2021 · 4 yrs 9 mos
Msi Financial Services, INC.Broker
December 2015 - March 2017 · 1 yr 3 mos
Msi Financial Services, INC.
December 2015 - March 2017 · 1 yr 3 mos
AXA Advisors, LLC
January 2013 - December 2015 · 2 yrs 11 mos
AXA Advisors, LLCBroker
November 2011 - December 2015 · 4 yrs 1 mo
State Registrations8 states
CAFLGAHIILNYTXWA
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.