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Daniel Houk

15 Years of Experience
Amarillo, TX
Broker

Daniel Houk is a registered investment advisor, based in Amarillo, TX, with 15 years of industry experience.

Location

2203 Bell Street, Suite 200, Amarillo, TX, 79106

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Employment History
Current Registrations
Raymond James Financial Services Advisors, INC
April 2022 - Present · 4 yrs 1 mo
Raymond James Financial Services, INC.Broker
April 2022 - Present · 4 yrs 1 mo
Previous Registrations
LPL Financial LLC
July 2014 - May 2022 · 7 yrs 10 mos
LPL Financial LLCBroker
March 2012 - May 2022 · 10 yrs 2 mos
TD Ameritrade, INC.Broker
February 2010 - May 2011 · 1 yr 3 mos
State Registrations8 states
AZCOKSMSNMOKORTX
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Daniel Houk - Financial Advisor | TrueAdvisor