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Stephen Wheetley

16 Years of Experience
Little Rock, AR
Broker

Stephen Wheetley is a registered investment advisor at Morgan Stanley, based in Little Rock, AR, with 16 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B

Fee Structure

Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location

2200 North Rodney Parham Road, Suite 100, Little Rock, AR, 72212

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Stephen owns a liquor store called Toddy Shop since March 2018. He spends minimal time on this investment-related activity outside of business hours.

Employment History
Current Registrations
Morgan Stanley
November 2015 - Present · 10 yrs 6 mos
Morgan StanleyBroker
October 2015 - Present · 10 yrs 7 mos
Previous Registrations
Bosc, INC.Broker
October 2009 - November 2015 · 6 yrs 1 mo
State Registrations16 states
ARCAFLGALAMOMSNCNVNYOKORPASDTNTX
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Stephen Wheetley - Financial Advisor | TrueAdvisor