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Seth Lawless

15 Years of Experience
Lexington, KY
Broker

Seth Lawless is a registered investment advisor at Raymond James & Associates, INC., based in Lexington, KY, with 15 years of industry experience. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 2 more. Their firm serves 531,617 clients with $500B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
5669 advisors
IM Fee
Planning only
Assets Under Management
$501.0B

Fee Structure

Investment management only (planning not offered)
Hourly Rate:Up to $400/hr
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Location

489 East Main, Lexington, KY, 40507

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Seth is the President of the Board of Directors for Refuge Ministries, Inc, a medical clinic, and also serves on the finance committee for Southland Christian Church. Additionally, Seth is the President of the Man O War Swim Conference.

Employment History
Current Registrations
Raymond James & Associates, INC.
February 2026 - Present · 7 mos
Raymond James & Associates, INC.Broker
February 2026 - Present · 7 mos
Previous Registrations
Merrill Lynch, Pierce, Fenner & Smith Incorporated
September 2010 - February 2026 · 15 yrs 5 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
August 2010 - February 2026 · 15 yrs 6 mos
State Registrations26 states
ALCACOCTFLGAILINKYLAMAMDMOMSNCNJNVNYOHOKORSCTNTXVAWA
AdvisorBrokerBoth

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Exams
No exam information available for this advisor.
Seth Lawless - Financial Advisor | TrueAdvisor