Chadwick Givens is a registered investment advisor, based in Chicago, IL, with 16 years of industry experience.
Location
333 West Wacker Drive, Chicago, IL, 60606
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Nuveen Asset Management, LLC
July 2014 - Present · 12 yrs
Nuveen Securities, LLCBroker
July 2014 - Present · 12 yrs
Nuveen Securities, LLC
July 2014 - Present · 12 yrs
Previous Registrations
LPL Financial LLCBroker
September 2013 - July 2014 · 10 mos
Fortigent, LLC
May 2010 - April 2014 · 3 yrs 11 mos
Fortigent Securities Company, LLC.Broker
April 2010 - February 2012 · 1 yr 10 mos
Penserra Securities, LLCBroker
January 2010 - March 2010 · 2 mos
State Registrations2 states
CAIL
AdvisorBroker
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.