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Lucas Mroz

Vantage Point Financial, LLC
12 Years of Experience
Lisle, IL
2 Disclosures
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Lucas Mroz is a registered investment advisor at Vantage Point Financial, LLC, based in Lisle, IL, with 12 years of industry experience. Lucas operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Alternative Investments, Business Owners, Charitable Giving, Education Planning, and 8 more. Their firm serves 566 clients with $480M in assets under management.

Vantage Point Financial, LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
16 advisors
Number of Clients
566 clients
Average Client Portfolio
$856K average
Assets Under Management
$484.6M

Fee Structure

Minimum Investment:None
Planning is included in investment management (also available separately)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any1.50%

Annual fees range from 0.50% to 1.50% based on complexity, asset level, and overall relationship. Fees are negotiable.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

2443 Warrenville Road, Suite 630, Lisle, IL, 60532

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History

Regulatory History (2)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Regulatory
April 2024
Final
Regulatory
February 2024
Final
View Full SEC ReportHow to Read Disclosures
Employment History
Current Registrations
Vantage Point Financial, LLC
July 2026 - Present · 3 mos
Previous Registrations
Morgan Stanley
July 2015 - October 2024 · 9 yrs 3 mos
Morgan StanleyBroker
November 2012 - October 2024 · 11 yrs 11 mos
Nylife Securities LLCBroker
March 2011 - May 2011 · 2 mos
State Registrations1 state
IL
Advisor

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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