Luis Novo
Luis Novo is a registered investment advisor at TD Private Client Wealth LLC, based in Coral Gables, FL, with 10 years of industry experience. Luis operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 25,685 clients with $8.3B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
TD Private Client Wealth (TDPCW) offers investment management through various wrap fee programs. You'll pay a single fee that covers investment advice and the cost of trading. The fee is based on the amount of your investments, including cash. The specific fee you pay depends on the program you choose. TDPCW may offer discounts on fees at its discretion. The total fee may change over time due to changes in your account, such as the amount of assets, changes in investment managers, or investment performance.
Location
255 Alhambra Circle, Coral Gables, FL, 33134
Get directionsHistory
Regulatory History (3)
Financial
November 2016Financial
November 2016Financial
August 2016Other Business Activities
Luis owns rental property in Miami, Florida since January 2023. He spends minimal time on this activity, and it is not investment-related.
Employment History
Current Registrations
TD Private Client Wealth LLC
TD Private Client Wealth LLCBroker
Previous Registrations
Equitable Advisors, LLC
Equitable Advisors, LLCBroker
Edward Jones
Edward JonesBroker
Morgan Stanley
Morgan StanleyBroker
J.P. Morgan Securities LLCBroker
Chase Investment Services CORP.Broker
State Registrations5 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.