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Loren Cunnington

Cetera Investment Advisers LLC
16 Years of Experience
Saint Joseph, MI
1 DisclosureBroker
View SEC Summary
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Loren Cunnington is a registered investment advisor at Cetera Investment Advisers LLC, based in Saint Joseph, MI, with 16 years of industry experience. Loren is also registered as a broker, so some compensation may come from commissions on products sold. Their firm serves 813,961 clients with $260B in assets under management.

Cetera Investment Advisers LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
10471 advisors
IM Fee
Planning only
Assets Under Management
$256.8B

Location

2712 Niles Ave, Saint Joseph, MI, 49085

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History

Regulatory History (1)
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Customer Dispute
January 2012
Denied
View Full SEC ReportHow to Read Disclosures
Other Business Activities

Loren operates under the DBAs Honor Investment Services SW and Honor Investment Services for his LPL business. This is investment-related and takes nearly all of Loren's time.

Employment History
Current Registrations
Cetera Investment Services LLCBroker
March 2026 - Present · 7 mos
Cetera Investment Advisers LLC
March 2026 - Present · 7 mos
Previous Registrations
LPL Financial LLC
June 2022 - March 2026 · 3 yrs 9 mos
LPL Financial LLCBroker
June 2022 - March 2026 · 3 yrs 9 mos
Allstate Financial Advisors, LLC
July 2020 - June 2022 · 1 yr 11 mos
Allstate Financial Services, LLCBroker
July 2020 - June 2022 · 1 yr 11 mos
Wells Fargo Clearing Services, LLC
January 2018 - July 2020 · 2 yrs 6 mos
Wells Fargo Clearing Services, LLCBroker
January 2018 - July 2020 · 2 yrs 6 mos
Cetera Investment Advisers LLC
October 2015 - January 2018 · 2 yrs 3 mos
Cetera Investment Services LLCBroker
October 2015 - January 2018 · 2 yrs 3 mos
Tiaa-Cref Individual & Institutional Services, LLCBroker
October 2014 - April 2015 · 6 mos
Tiaa-Cref Advice and Planning Services
October 2014 - April 2015 · 6 mos
J.P. Morgan Securities LLCBroker
October 2012 - September 2014 · 1 yr 11 mos
J.P. Morgan Securities LLC
October 2012 - September 2014 · 1 yr 11 mos
Chase Investment Services CORP.
April 2011 - October 2012 · 1 yr 6 mos
Chase Investment Services CORP.Broker
April 2011 - October 2012 · 1 yr 6 mos
Edward Jones
December 2009 - April 2011 · 1 yr 4 mos
Edward JonesBroker
December 2009 - April 2011 · 1 yr 4 mos
State Registrations3 states
ILINMI
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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