AF
AF

Adam Robert Freund

15 Years of Experience
2 DisclosuresSells Insurance
Areas of Practice
Investment ManagementRetirement PlanningTax PlanningEstate PlanningFinancial Planning & CoachingInsurance PlanningHigh Net Worth
Compensation
Fee-Only (AUM)Fixed/Hourly
Firm Size
257 advisors
Number of Clients
25,166 clients
Average Client Portfolio
$285K average
Assets Under Management
$7.2B

Fee Structure

Minimum Investment:$5K
AUM-Based Fees (Flat)
Assets Under ManagementAnnual Fee
$0+2.00%

A $150 annual minimum management fee will be assessed on all accounts. For account values of less than $7,500, this may equate to be more than the maximum 2% as stated in this Form ADV and the Agreement.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
Minimum Annual Fee:$150
Loading...

Location

4050 E. Cotton Center Blvd., Suite 40, Phoenix, AZ, 85040

Get directions

History

Regulatory History (2)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
February 2018
Settled
Customer Dispute
July 2017
Closed-No Action
Other Business ActivitiesSells Insurance

Adam works as an insurance and financial consultant at Main Financial Group since 2017. This activity takes Adam's full time, including time during securities trading hours, and involves insurance sales.

Employment History
Current Registrations
Foundations Investment Advisors LLC
May 2024 - Present · 1 yr 9 mos
Previous Registrations
Gradient Advisors, LLC
October 2019 - May 2024 · 4 yrs 7 mos
Fusion Capital Management
June 2018 - January 2020 · 1 yr 7 mos
Ae Wealth Management, LLC
June 2017 - July 2018 · 1 yr 1 mo
Citizens Securities, INC.
August 2011 - June 2017 · 5 yrs 10 mos
Citizens Securities, INC.Broker
July 2011 - June 2017 · 5 yrs 11 mos
Edward Jones
December 2009 - July 2011 · 1 yr 7 mos
Edward JonesBroker
December 2009 - July 2011 · 1 yr 7 mos
State Registrations1 state
MI
Advisor
Exams
No exam information available for this advisor.