Carmen Hui is a registered investment advisor, based in New York, NY, with 14 years of industry experience.
Location
225 Liberty St., 11th Floor, New York, NY, 10281
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Invesco Distributors, INC.Broker
April 2025 - Present · 1 yr 1 mo
Invesco Advisers, INC.
April 2025 - Present · 1 yr 1 mo
Previous Registrations
New York Life Investment Management LLC
May 2018 - April 2025 · 6 yrs 11 mos
Nylife Distributors LLCBroker
May 2018 - April 2025 · 6 yrs 11 mos
Columbia Management Investment Advisers, LLC
January 2015 - November 2016 · 1 yr 10 mos
Columbia Management Investment Distributors, INC.Broker
January 2015 - November 2016 · 1 yr 10 mos
Wells Fargo Advisors, LLC
September 2013 - January 2015 · 1 yr 4 mos
Wells Fargo Advisors, LLCBroker
September 2013 - January 2015 · 1 yr 4 mos
J.P. Morgan Securities LLC
January 2013 - September 2013 · 8 mos
J.P. Morgan Securities LLCBroker
October 2012 - September 2013 · 11 mos
Chase Investment Services CORP.Broker
November 2009 - October 2012 · 2 yrs 11 mos
State Registrations2 states
NYTX
AdvisorBroker
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Exams
No exam information available for this advisor.