Nathan Nicholson

16 Years of Experience

Lone Tree, CO

1 DisclosureBroker

Nathan Nicholson is a registered investment advisor at Schwab Wealth Advisory, INC., based in Lone Tree, CO, with 16 years of industry experience. Nathan operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Estate Planning, Investment Management, Retirement Planning, Tax Planning.

Schwab Wealth Advisory, INC.

Compensation

N/A

Firm Size

1462 advisors

Number of Clients

Not specified

Average Client Portfolio

Not specified

Fee Structure

Minimum Investment:$500K

Planning is included in investment management

SWAI does not directly charge clients for investment advice. Schwab pays SWAI a fee for the investment advice provided to SWA Accounts. SWAI Representatives provide periodic recommendations to clients about how to allocate assets and which securities to buy, sell and hold in a SWA account.

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Location

9800 Schwab Way, Lone Tree, CO, 80124

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History

Regulatory History (1)

What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.

Criminal

August 2001

Final Disposition

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Employment History

Current Registrations

Schwab Wealth Advisory, INC.

August 2018 - Present · 7 yrs 9 mos

Charles Schwab & CO., INC.Broker

March 2010 - Present · 16 yrs 2 mos

State Registrations35 states

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AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams

No exam information available for this advisor.

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