Elizabeth Sullivan
Elizabeth Sullivan is a registered investment advisor at Merrill Lynch, Pierce, Fenner & Smith Incorporated, based in New York, NY, with 15 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,738,212 clients with $1500B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
The program's fees consist of two parts: the fee you pay to Bank of America for its services, and a fee for the specific investment strategy you choose. The strategy fee, called the Style Manager Expense, generally ranges from 0.00% to 0.50% of your assets annually. Clients investing in strategies managed by related entities will not be charged a Style Manager Expense.
Location
New York, NY
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
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Elizabeth is an advisory board member for New York-Presbyterian Hospital since 2016, dedicating minimal time annually to fundraising initiatives. She also serves as an advisory board member for the Lincoln Center Corporate Fund since 2015, spending minimal time per quarter assisting with fundraising events.
Employment History
Current Registrations
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
Merrill Lynch, Pierce, Fenner & Smith Incorporated
Merrill Lynch, Pierce, Fenner & Smith Incorporated
Previous Registrations
Barclays Capital INC.
Barclays Capital INC.Broker
Alliancebernstein L.P.
Sanford C. Bernstein & CO., LLCBroker
Park Avenue Securities LLCBroker
State Registrations24 states
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